Financial Regulation And Compliance

Author: H. David Kotz
Publisher: John Wiley & Sons
ISBN: 1118972236
Size: 43.26 MB
Format: PDF, Kindle
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Written by David Kotz, former Inspector General of the SEC with additional guidance provided by leading experts, this book is a one-stop resource for navigating the numerous regulations that have been enacted in response to the financial ...

Enterprise Compliance Risk Management

Author: Saloni Ramakrishna
Publisher: John Wiley & Sons
ISBN: 1118550323
Size: 31.27 MB
Format: PDF
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This book, Enterprise Compliance Risk Management, with the body of work it encapsulates, is a worthy addition to the literature of the emerging discipline of Compliance Management.

Global Financial Regulation

Author: Howard Davies
Publisher: John Wiley & Sons
ISBN: 0745655882
Size: 56.64 MB
Format: PDF, ePub
View: 6679
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Now with a revised and updated introduction, which catalogues the changes made since the credit crisis erupted, this guide to the international system will be invaluable for regulators, financial market practitioners and for students of the ...

Essential Strategies For Financial Services Compliance

Author: Annie Mills
Publisher: John Wiley & Sons
ISBN: 1118906195
Size: 52.40 MB
Format: PDF, Docs
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This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical.

Foundations Of Banking Risk

Author: Richard Apostolik
Publisher: Wiley
ISBN:
Size: 48.54 MB
Format: PDF, ePub
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The book is GARP's required text used by risk professionals looking to obtain their International Certification in Banking Risk and Regulation"--Provided by publisher.

Regulating Wall Street

Author: Viral V. Acharya
Publisher: John Wiley & Sons
ISBN: 9780470949863
Size: 78.32 MB
Format: PDF, ePub
View: 3270
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Edited by Viral Acharya, Thomas Cooley, Matthew Richardson, and Ingo Walter, this book is essential reading for policymakers, business executives, and anyone who can benefit from having a clear, coherent, and rigorous framework for thinking ...

International Finance Regulation

Author: Georges Ugeux
Publisher: John Wiley & Sons
ISBN: 1118829611
Size: 42.20 MB
Format: PDF, ePub
View: 2850
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This is a must-read for regulators, market professionals, and anyone concerned about the future of financial regulation as well as those looking for creative approaches to restore global financial stability.” —Harvey L. Pitt, CEO, ...

The Regulatory Compliance Matrix Regulation Of Financial Services Information And Communication Technology And Generally Related Matters

Author: Guido Reinke
Publisher: Gold Rush Publishing
ISBN: 9781908585059
Size: 44.78 MB
Format: PDF, ePub
View: 6565
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It is a compendious guide to the laws, regulations, standards, and recommendations applicable to compliance programmes. What practitioners find in this book will empower them to save money, man-hours, and consultancy interventions.